Our services

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Regrelate offers a wide range of services to support you and your business to understand the regulatory environment and implement a compliant and commercial operating model, regardless of size or complexity, including: 

CASS regulatory health checks over three to four days, assessing organisational structure and key processes, controls and documentation to identify gaps and enhance governance, oversight and compliance.

CASS deep dive reviews conducted over several weeks, offering end-to-end assessments and hands-on support to improve specific areas of focus and overall CASS compliance, including but not limited to regulatory reporting, risk mapping and breach management.

End-to-end interview support to help you find and identify the right candidates; covering job descriptions, CV screening, technical interviews, and post-appointment processes such as training.

Comprehensive SMF interview preparation, including mock interviews, guidance on FCA expectations, and post-interview support to implement any recommended actions or training.

Comprehensive support to prepare for FCA meetings or assessments, covering documentation review, staff mock interviews, and post-meeting guidance to interpret feedback and implement necessary changes. 

Flexible support for one-off queries or standalone projects, providing expert input on specific regulatory or compliance matters as needed. This is also available on retainer. 

Customisable CASS training for all staff levels, including senior management and boards, delivered via workshops or online sessions to suit your business needs. 

Regulatory and industry insight to aid support functions, including compliance monitoring, audit readiness, governance frameworks, risk mapping, board reporting, and change management that can be tailored to your firm's size, complexity, and evolving needs.

Thorough evaluation of a target company's adherence to CASS rules and obligations, and organisational arrangements.

Guidance through the CASS wind-down process, covering regulatory requirements, residual client money and assets, FCA engagement, and client communications to ensure a compliant and orderly exit.